Open Access
ARTICLE
Conformal Prediction for Reliable Hyperparameter Selection in Sparse FIR Filter Design
1 Department of Computer Engineering, Faculty of Computer Science and Information Technology, University of Tabuk, Tabuk, Saudi Arabia
2 AIST Research Center, University of Tabuk, Tabuk, Saudi Arabia
3 Department of Computer Science, Faculty of Computer Science and Information Technology, University of Tabuk, Tabuk, Saudi Arabia
* Corresponding Author: Mohammed Hassan Alnemari. Email:
Computers, Materials & Continua 2026, 88(3), 57 https://doi.org/10.32604/cmc.2026.082976
Received 07 April 2026; Accepted 04 June 2026; Issue published 23 July 2026
Abstract
Sparse finite impulse response (FIR) filters reduce computational cost on resource-constrained devices, but selecting the sparsification thresholdKeywords
Sparse finite impulse response (FIR) filters reduce multiply-accumulate operations by zeroing small coefficients, cutting both memory footprint and power consumption compared to dense designs [1]. This translates directly into longer battery life and smaller silicon area on the microcontroller-class hardware that increasingly hosts on-device digital signal processing (DSP) and tiny machine learning (TinyML) pipelines [2,3]. Recent work on convex sparse FIR design [4,5] has focused on the sparsification algorithm (how to threshold or regularize); the orthogonal question of how to tune the sparsification hyperparameter, given a chosen algorithm, remains an open problem in practice. Achieving sparsity while satisfying frequency-domain specifications (passband ripple, stopband attenuation) requires careful selection of the sparsification hyperparameter
Our focus is hyperparameter selection methodology, not the development of novel sparsification algorithms. We demonstrate the framework primarily with hard thresholding (for computational efficiency on edge devices) and additionally with the iteratively reweighted least squares (IRLS) method (Section 4.8). The contribution is a reliable hyperparameter selection framework applicable to sparsification methods with tunable parameters.
In practice, traditional approaches rely on exhaustive grid search or manual tuning and lack systematic treatment of the reliability-sparsity tradeoff. Surrogate modeling accelerates selection but point predictions achieve only 39.4% specification satisfaction on 10,000 test specifications due to systematically over-optimistic predictions. Direct
We introduce split conformal prediction (CP) to provide rigorous uncertainty quantification for surrogate-based
By using worst-case interval bounds (upper bound on passband ripple, lower bound on stopband attenuation), we enable conservative
A subtlety we address explicitly throughout the paper is that the standard split conformal coverage guarantee assumes exchangeability between calibration and test points [6,7], but our test-time
Section 4 validates these results on 10,000 held-out specifications, confirming a 37 percentage point (pp) improvement over point surrogates and 97.6% satisfaction on feasible specifications. User-selectable confidence levels (90%, 95%, 99%) enable reliability-sparsity tradeoffs without retraining.
Contributions:
• A conformal prediction framework for FIR filter hyperparameter optimization that provides distribution-free prediction intervals for conservative
• Stratified conformal prediction and adaptive recalibration addressing calibration-test distribution mismatch, restoring coverage from 67%–75% to 95.5% and closing the passband gap (
• Validation on both hard thresholding and IRLS sparsification (76.6% vs. 76.5% satisfaction), and generalization to highpass (79.2%) and bandpass (52.4%) filter types.
• A central processing unit (CPU)-only implementation with 67,331 parameters and no graphics processing unit (GPU), suitable for embedded and edge deployment.
Classical approaches for sparse FIR filter design include convex methods (
These classical methods address sparsification algorithm design, whereas our work addresses hyperparameter selection for a given sparsification method. The two problems are orthogonal: classical methods still require hyperparameter tuning (regularization weights, penalty parameters, stopping criteria), and our conformal prediction framework can in principle be applied to any of these methods. We demonstrate this with both hard thresholding (primary, for edge deployment) and IRLS (Section 4.8).
Neural networks have been applied to FIR filter coefficient optimization [12] and narrow transition-band filter design via deep learning [13], demonstrating improved performance over classical window methods. However, none of these methods provides reliability guarantees; a deployed model may silently produce filters that violate specifications on unseen inputs.
Vovk et al.’s conformal prediction framework [6] provides distribution-free uncertainty quantification without distributional assumptions on the data. The split variant [7], made accessible by Angelopoulos and Bates [14], partitions data into training and calibration sets, computing empirical quantiles of residuals to construct prediction intervals with guaranteed coverage. We build on this split formulation, extending it to multi-output surrogate regression for filter design.
While standard split conformal prediction [7] provides marginal coverage guarantees under exchangeability, real-world applications often require conditional coverage adapted to subpopulations or difficulty levels. Mondrian conformal prediction [6] addresses this by partitioning the feature space into strata and calibrating separate quantiles for each stratum, providing conditional validity guarantees. Recent work on conformalized quantile regression [15] extends this to regression settings with heteroscedastic noise. Flexible distribution-free conditional predictive bands [16] further generalize conditional conformal methods using density estimators. In our filter design context, we apply Mondrian CP by stratifying on transition width
Gaussian processes (GPs), neural networks, and ensemble methods accelerate expensive black-box optimization by learning surrogate models of objective functions. Bayesian optimization (BO) [17] provides principled uncertainty quantification through GP posterior distributions, with acquisition functions such as expected improvement and the upper confidence bound (UCB) guiding sequential exploration-exploitation. While GP-based methods provide calibrated uncertainty natively, they impose distributional assumptions (typically Gaussian posterior), scale as
Conformal prediction has recently appeared in wireless channel estimation [18], acoustic source localization [19], and time-series forecasting [20]. In each case, CP replaces parametric assumptions (Gaussian noise, channel stationarity) that rarely hold in practice. Our work extends this to FIR filter design, where the relationship between
Fig. 1 summarizes the complete pipeline. The method has a one-time offline phase, in which we generate a labeled dataset of

Figure 1: Methodology overview. Offline: a fixed pool of random filter specifications is run through Parks-McClellan with hard thresholding at 8 log-spaced
We consider the design of sparse lowpass FIR filters characterized by five parameters: passband and stopband edge frequencies
Our approach consists of two stages:
1. Dense design: Compute optimal equiripple filter
2. Sparsification: Apply hard thresholding with parameter
In practice, our grid uses 8 hand-picked non-uniformly spaced values
covering
The challenge is selecting
For a sparse filter
where
The specification satisfaction rate over a test set
3.2 Surrogate Model Architecture
We train a surrogate neural network
where S is sparsity percentage. The input vector is:
with transition bandwidth
The surrogate takes as input only quantities available before filter design (specifications and candidate

Figure 2: Surrogate I/O and calibration pipeline. The 7-dimensional input
The novelty of this surrogate-plus-calibration design relative to prior neural FIR work [12,13] is twofold: (i) the surrogate predicts achieved performance from the specification before running Parks-McClellan, rather than learning filter coefficients directly, which keeps the model small enough for CPU inference and decouples it from any specific sparsification algorithm; and (ii) the conformal calibration quantile
The architecture is a multilayer perceptron (MLP) with widths 128-256-128, rectified linear unit (ReLU) activations, and a mean squared error (MSE) loss:
Table 1 summarizes the architecture search over varying depths and widths. The 128-256-128 bottleneck configuration achieved the lowest validation MSE while maintaining a compact parameter count suitable for CPU-only inference at

Training uses Adam optimizer (learning rate
3.3 Uncertainty Quantification via Conformal Prediction
3.3.1 Conformal Prediction Framework
Given a trained model
where
Split conformal prediction separates model fitting from uncertainty calibration. We partition the training data into a proper training set
uses the finite-sample correction
These intervals satisfy the marginal coverage guarantee (Eq. (8)) regardless of model architecture or data distribution; the calibration step replaces parametric assumptions about the residual distribution with an empirical quantile.
This marginal coverage guarantee holds under the assumption that the sequence
The adjusted miscoverage level
Fig. 3 shows conformal intervals for a representative filter across

Figure 3: Conformal prediction interval visualization for representative filter specification (
3.3.2 Conservative
Standard surrogate optimization uses point predictions in the penalty function:
Conformal prediction enables worst-case optimization for reliability:
This conservative approach uses the upper bound on passband ripple (worst-case for
The weights

Satisfaction is robust for
We use SciPy’s minimize_scalar with Brent’s method, evaluating the surrogate model
3.4 Addressing Calibration-Test Distribution Mismatch via Stratified Conformal Prediction
It is useful to distinguish two coverage quantities that look similar but measure different things. Grid-

The mismatch arises because calibration residuals are computed from
To address both issues, we implement stratified conformal prediction (also known as Mondrian CP [6]), which calibrates separate prediction intervals for each transition width quartile, providing conditional coverage guarantees adapted to local uncertainty levels.
3.4.1 Stratified Calibration Algorithm
The stratified approach partitions the calibration set based on

At prediction time, a new sample’s stratum is determined by its
3.4.2 Coverage Restoration Results
This evaluation uses
Stratified CP successfully restores coverage to near-nominal levels (95.5%), with the largest improvement observed for stopband attenuation (+0.67 percentage points).
Table 4 shows empirical coverage broken down by stratum, demonstrating balanced coverage across all difficulty levels.

Stratified CP adapts interval widths to filter difficulty: narrow-transition filters (Stratum 0) receive wider intervals (
The success of stratified CP confirms that the undercoverage observed initially stems from distribution mismatch rather than a fundamental failure of conformal prediction. By conditioning on transition width, we account for heteroscedastic errors and restore statistical validity. The implication is that conditional conformal prediction is essential when calibration and test distributions differ, as is common in optimization-driven hyperparameter selection.
We generate 1667 random filter specifications with:
•
•
•
•
•
• Sampling rate
For each specification, we evaluate eight non-uniformly spaced values
We use 80% for training (10,668 samples) and 20% for calibration/validation (2668 samples). For evaluation, separate test sets of 100–10,000 specifications are generated independently using different random seeds, ensuring no overlap with training or calibration data.
Sampling is uniform within the ranges above, with rejection of any draw that violates the

Two features of these distributions matter for the conformal calibration. First,
All experiments run on a standard desktop CPU (Intel Core i9-12900K, 16 cores) without GPU acceleration. The compact model architecture (67,331 parameters, 0.26 MB) and small dataset (13,336 samples) enable efficient CPU-only operation. Training completes in approximately 30 s across 24 epochs with early stopping, achieving validation loss 0.0548. Conformal calibration uses the 2668-sample validation set to compute prediction interval widths for 90%, 95%, and 99% confidence levels.
Because no GPU is required, the method deploys directly on embedded systems, edge Internet-of-Things (IoT) devices, and legacy platforms, with no data transfer overhead and lower power consumption than GPU-accelerated alternatives.
Table 6 consolidates the configuration values used to obtain every number reported in this paper, so that a reader can reproduce our results from the public repository without consulting the source. Reported runtimes are for the

For evaluation, we use held-out filter specifications never seen during training, expanding the test set from 100 to 10,000 samples to verify that results are not small-sample artifacts. For each specification, we measure:
• Specification satisfaction rate: Percentage of designs meeting both
• Sparsity: Percentage of zero-valued coefficients.
• Computation time: Wall-clock time for
4.2 Conformal Prediction Calibration
Table 7 shows prediction interval widths for different confidence levels. At 95% confidence, the intervals are

Higher confidence levels yield wider intervals, reflecting the coverage-precision tradeoff. The

In all five cases, conformal prediction avoids 10–12 dB stopband violations by incorporating uncertainty bounds into conservative optimization.
4.3 Empirical Coverage Validation
To validate the statistical guarantees of conformal prediction, we computed empirical coverage rates on 500 held-out test samples not used in calibration. The numbers below are adaptive-

Fig. 4 visualizes the calibration gap across confidence levels, confirming systematic undercoverage for performance metrics.

Figure 4: Empirical coverage calibration for passband ripple (a) and stopband attenuation (b) across three confidence levels. The deviation from perfect calibration (diagonal line) reveals systematic undercoverage for performance metrics.
Conditional coverage analysis reveals that undercoverage is most severe for filters with narrow transition widths. Stratifying the test set by transition width quartiles, the narrowest quartile (
The observed undercoverage for performance metrics (67%–75%) stems from calibration-test distribution mismatch and heteroscedastic errors, as analyzed in Section 3.4. The near-nominal sparsity coverage (94.6%) confirms the conformal framework itself is sound; undercoverage affects only metrics sensitive to the adaptive
To directly address the distribution shift from adaptive

Adaptive recalibration primarily improves statistical validity rather than practical satisfaction. Recalibration widens the passband ripple quantile from ±0.084 to ±2.21 dB and the stopband quantile from ±8.59 to ±9.37 dB. Coverage improves from 76.8% to 91.3% for
Table 11 shows convergence over three rounds of adaptive recalibration.

The passband quantile
4.3.1 Satisfaction Rate vs. Coverage Rate
Specification satisfaction (76.5%) measures practical utility: does the filter meet its specs? Empirical coverage (67%–75%) validates statistical assumptions: do true values fall within predicted intervals? The method achieves high satisfaction despite imperfect coverage because conservative worst-case optimization provides safety margin beyond nominal coverage, and prevents catastrophic 10+ dB violations.
4.4 Main Results: Statistical Validation Across Test Set Sizes
To validate robustness, we systematically evaluate performance across four test set sizes: 100, 500, 1000, and 10,000 specifications. Table 12 presents the core comparison between conformal prediction (95% confidence) and point-based surrogate optimization.

The relative advantage of conformal prediction over point predictions remains stable (37–42 pp) from 100 to 10,000 samples. Standard errors decrease with
Table 13 presents the complete method comparison on the 10,000-sample test set.

CP matches grid search quality (76.5% vs. 78.4%) with a 1.9
Direct verification on 10,000 test specifications confirms this: of the 7772 feasible specifications (where grid search succeeds), conformal prediction satisfies 7582 (97.6%). Only 190 feasible specifications see CP failures, and 92.1% of all CP failures occur on infeasible specifications where no
4.5 Ablation Study: Adaptive vs. Fixed Conservative Bounds
To evaluate whether conformal prediction’s adaptive intervals provide value beyond fixed conservative bounds, we compared four approaches on 10,000 test specifications. Table 14 presents the results.

CP achieves satisfaction comparable to manually-tuned moderate bounds (75.8% vs. 76.4%,
To map the full tradeoff between specification satisfaction and sparsity, we swept fixed bounds from ±1 to ±20 dB in 1 dB steps across all 10,000 test specifications. Fig. 5 plots the resulting Pareto frontier.

Figure 5: Satisfaction–sparsity Pareto frontier for fixed conservative bounds (±1 to ±20 dB) on 10,000 test specifications. CP 95% (red star) achieves near-optimal satisfaction without manual bound selection.
CP’s adaptive bound (±8.59 dB) lands between the ±8 and ±9 dB fixed points, confirming that conformal calibration automatically discovers near-optimal conservatism. Satisfaction plateaus around ±13–14 dB at 77.0%, the grid-search ceiling, while sparsity drops steadily. CP avoids both under- and over-conservatism without requiring a practitioner to identify this operating point manually.
4.6 Signal Processing Validation
To validate filter quality beyond specification satisfaction, we perform classical DSP analysis. Fig. 6 compares magnitude responses for three test filters: CP 95% maintains specification compliance at 15%–20% sparsity, while point-based surrogates violate passband ripple in tight-specification cases. Group delay deviation under CP remains below 0.01 samples in the passband (

Figure 6: Magnitude response comparison for three representative filters showing conformal prediction maintains specification compliance.
Fig. 7 resolves the prediction error by transition width

Figure 7: Prediction-error sensitivity to transition width
4.7 Robustness Analysis: Stress Tests
Table 15 consolidates robustness results across three stress conditions.

All methods fail for
4.8 Cross-Method Validation: IRLS Sparsification
We evaluate whether the conformal prediction framework generalizes beyond hard thresholding by applying the complete pipeline (surrogate training, conformal calibration) to IRLS, which uses iterative
We train a separate surrogate (4 layers, widths 128-128-64-64, with dropout

Unlike hard thresholding, where standard CP suffered severe undercoverage (67%–75%), IRLS achieves proper coverage even with standard CP. Both results together show that the same conformal framework provides reliable uncertainty quantification across sparsification methods with different surrogate accuracies.
On 500 test specifications with the same CP-guided
4.9 Generalization to Highpass and Bandpass Filters
To address the lowpass-only limitation, we replicate the full pipeline for highpass and bandpass filter types. Each type uses 200 training specifications

Highpass filters achieve 79.2% satisfaction with 19.1% sparsity, comparable to or exceeding lowpass performance. Bandpass filters reach 52.4%, which deserves a closer look since the headline drop is large.
Where the Bandpass Failures Come From
We attribute the 47.6% of unsatisfied bandpass specifications to three distinguishable causes, in the same spirit as the feasibility analysis we performed for lowpass (Section 4.4, where 21.6% of specifications were infeasible at any

The dominant cause is (A):
The validation so far has been measured in dB units of magnitude response. To check that the same conclusion holds when the filter is fed a realistic time-domain signal rather than evaluated against a frequency grid, we ran the following end-to-end experiment. We synthesized a 2-s test signal at
• Dense PM (oracle): the unsparsified Parks-McClellan filter,
• CP-selected: hard thresholding at the conservative
• Point-surrogate: hard thresholding at the over-aggressive
Fig. 8 shows the resulting magnitude responses, time-domain output, and output spectra. The measured filter performance and 250-Hz interferer attenuation, computed directly from the realized impulse responses, are reported in Table 19.

Figure 8: Real-signal validation. (a) Magnitude responses of the dense PM oracle, the CP-selected sparse filter, and the point-surrogate sparse filter, all designed at the same spec. The point-surrogate response under-attenuates the stopband by

Three observations follow. First, the realized
Adding conformal prediction to surrogate-based optimization recovers most of the grid-search accuracy (76.5% vs. 78.4%) at roughly half the computation cost. The remaining 2.4% failure rate on feasible specifications concentrates on borderline cases where CP’s conservatism selects overly cautious
5.2 Design Choices and Tradeoffs
Hard thresholding sacrifices equiripple optimality for computational efficiency (
Direct
5.3 Computational Complexity and Practical Feasibility
Offline costs are incurred once: dataset generation takes about 2 h for 10,000 Parks-McClellan designs, surrogate training adds 30 s (24 epochs with early stopping), and conformal calibration completes in under 1 s. Per-specification inference is dominated by
Grid search over
5.4 Amortizing the Offline Cost: Transfer and Online Adaptation
The two-hour dataset-generation step is a one-time amortized cost: once a surrogate is trained for a given filter family and parameter range, every subsequent specification reuses it at
5.5 Robust Cost Functions for Sparse FIR Design
The MSE training loss in Eq. (7) and the squared violation penalty in Eq. (12) both implicitly assume Gaussian-like error distributions. In settings with impulsive measurement noise or heavy-tailed deviations, robust M-estimators [23] such as Tukey’s biweight, the Champernowne distribution, Andrew’s sine, and the Logistic distance metric have been shown to dominate squared-error losses for adaptive filtering [24]. The conformal step in our framework is loss-agnostic: residuals can be defined with respect to any score function, so the same calibration machinery applies if the surrogate is trained with a robust loss or if Eq. (12) is replaced by a robust violation penalty. We see two natural extensions: (i) replacing the surrogate MSE loss with Tukey’s biweight to reduce the impact of outlier
We presented a hyperparameter selection method for sparse FIR filters that pairs a surrogate network with split conformal prediction. Worst-case interval optimization closes most of the gap between point-prediction surrogates (39.4%) and grid search (78.4%), reaching 76.5% ± 0.43% specification satisfaction with a 1.9
Stratified conformal prediction addresses initial coverage gaps (67%–75% vs. 95% nominal) caused by calibration-test distribution mismatch, restoring coverage to 95.5%. Adaptive recalibration approximately stabilizes after one round, improving
6.1 Limitations and Future Directions
1. Joint coverage: Marginal coverage is restored via stratification, but joint coverage across all three metrics remains below nominal due to output correlation. Bonferroni correction or multivariate conformal methods [16] should be explored.
2. Filter type scope: Validated on lowpass, highpass, and bandpass (Section 4.9). Extension to bandstop and multi-band designs requires further empirical validation.
3. Dataset scope: The surrogate is trained on specific parameter ranges (
4. Single-parameter tuning: We optimize scalar
5. Stationarity: The framework assumes i.i.d. specifications. Non-stationary contexts require periodic recalibration.
6. Stratified CP does not improve satisfaction: While stratified CP restores coverage to 95.5% (Section 3.4), using stratum-specific quantiles for
Acknowledgement: The authors would like to thank Dr. Mohammed Hassan Alnemari for providing the computational resources used in this study.
Funding Statement: The authors received no specific funding for this study.
Author Contributions: The authors confirm contribution to the paper as follows: Conceptualization, methodology, software, validation, formal analysis, investigation, data curation, writing—original draft, writing—review and editing, visualization: Mohammed Hassan Alnemari; supervision and project administration: Mohamed Hussien Mohamed Nerma; resources: Abdelrahman Osman Elfaki; review and editing: Anas Bushnag. All authors reviewed and approved the final version of the manuscript.
Availability of Data and Materials: The datasets and code generated during this study are available at https://github.com/alnemari-m/conformal-sparse-fir-filters.
Ethics Approval: Not applicable.
Conflicts of Interest: The authors declare no conflicts of interest.
Appendix A Bayesian Optimization Comparison (Unconstrained GP-EI):
For completeness, we ran an unconstrained GP-EI baseline via BoTorch [17]. For each test specification, GP-EI performs 10 random initial evaluations followed by 15 sequential iterations (25 total filter evaluations per specification, vs. 8 for grid search), fitting a new GP posterior at each step. The acquisition optimizes a scalar penalty function directly from filter evaluations without a pre-trained surrogate and without explicit constraint modeling. On 10,000 test specifications, this baseline reached only
This number should not be read as a verdict on Bayesian optimization for sparse FIR design. The comparison is unfair to BO: a properly constrained BO formulation (e.g., with explicit constraint modeling via slack-variable augmented Lagrangian [25], or with expected-improvement-with-constraints) would almost certainly achieve substantially higher satisfaction than the unconstrained variant tested here. We therefore report the unconstrained number only in this appendix and removed it from the main comparison in Table 13.
The qualitative point that does survive the unfairness is a paradigm distinction rather than a quality comparison. Conformal prediction amortizes the uncertainty calibration: a surrogate is trained once, a calibration quantile is computed once, and both are then applied in
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Copyright © 2026 The Author(s). Published by Tech Science Press.This work is licensed under a Creative Commons Attribution 4.0 International License , which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.


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