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# An Image Fingerprint and Attention Mechanism Based Load Estimation Algorithm for Electric Power System

1 Electricity Technology Branch, Nari Technology Co., Ltd., Nanjing, 211106, China

2 NARI-TECH Nanjing Control Systems Co., Ltd., Nanjing, 211106, China

* Corresponding Author: Qing Zhu. Email:

(This article belongs to the Special Issue: Machine Learning-Guided Intelligent Modeling with Its Industrial Applications)

*Computer Modeling in Engineering & Sciences* **2024**, *140*(1), 577-591. https://doi.org/10.32604/cmes.2023.043307

**Received** 28 June 2023; **Accepted** 14 December 2023; **Issue published** 16 April 2024

## Abstract

With the rapid development of electric power systems, load estimation plays an important role in system operation and planning. Usually, load estimation techniques contain traditional, time series, regression analysis-based, and machine learning-based estimation. Since the machine learning-based method can lead to better performance, in this paper, a deep learning-based load estimation algorithm using image fingerprint and attention mechanism is proposed. First, an image fingerprint construction is proposed for training data. After the data preprocessing, the training data matrix is constructed by the cyclic shift and cubic spline interpolation. Then, the linear mapping and the gray-color transformation method are proposed to form the color image fingerprint. Second, a convolutional neural network (CNN) combined with an attention mechanism is proposed for training performance improvement. At last, an experiment is carried out to evaluate the estimation performance. Compared with the support vector machine method, CNN method and long short-term memory method, the proposed algorithm has the best load estimation performance.## Keywords

With the improvement of people’s living standards, the requirement for power load increases dramatically [1–3]. In order to solve the shortage of the power load, one simple solution is to expand the scale of the power system. However, this method needs a huge investment and does not meet the requirements of carbon peaking and carbon neutrality goals. Since load estimation can give power load requirements in the next time interval, it has received much attention for power generation cost reduction and improving economic benefits [4].

Generally, three main load estimation techniques have been proposed. The first kind of load estimation technique is called the traditional load estimation technique, using the Kalman filter and exponential smoothing model. In [5], three different kinds of filters with time-varying, time-invariant, and steady-state are proposed to estimate the electric load. The simulation results described better estimation performance. In [6], a novel blind Kalman filter is proposed for short-term load estimation by the estimated linear state space model and observation matrices. However, the smoothing coefficient has a great effect on final estimation performance. Optimal smoothing coefficient can lead to better estimation performance [7].

The second kind of load estimation technique is based on time series and regression analysis. In [8], the statistical time series model is proposed for load estimation in a public hospital facility using seasonal auto-regressive integral moving averages. In [9], a multi-level recursive regression analysis is proposed for load estimation. It can be seen that the proposed algorithm has a strong adaptability to the sequential variance of the power system. In [10], the linear, compound-growth and quadratic regression techniques are proposed for load estimation by previous load consumption.

Lastly, the third kind of load estimation technique is based on the machine learning technique. The artificial neural networks (ANN) have been used for electrical load estimation since 1990 [11]. By updating network architecture and connection weights, the ANN can obtain the relationship between the measurements and the actual loads. Back Propagation (BP), as the most common ANN structure, is proposed for load estimation [12]. With the development of machine learning, the support vector machine (SVM) is proposed to solve the regression and classification task [13]. A multistep load forecasting algorithm by phase space reconstruction and SVM is proposed to solve pseudo midterm forecast and divergence of the forecasting error [14]. Experiment results show that the multistep implemented model has more accurate prediction results and stronger robustness. The extreme learning machine (ELM) method now shows better generalization performance than the ANN and SVM methods [15]. The genetic quantum particle swarm optimization and regularized extreme learning machine (RELM) algorithm are also proposed to improve the short-term load forecasting performance [16].

Recently, deep learning, as a better artificial intelligence technique, has been developed to solve many complex pattern recognition problems. It uses multiple processing layers with complex structures or multiple nonlinear transformations to obtain effective feature expression automatically. Thus, many deep learning based load estimation algorithms have been proposed. A multiple wavelet convolutional neural network (CNN) is proposed for load forecasting [17]. As we know, the CNN architecture has a great effect on final load estimation performance. In order to improve the stability and reliability of the prediction model, the Harris hawks optimization approach is proposed to optimize the initial learning rate of long short-term memory recurrent neural networks (RNNs) and the number of hidden-layer units [18].

In this paper, we will continue to study the deep learning based load estimation algorithm. Through the above previous work description in [17,18], many challenges that limit the utilization of the deep learning technique should be solved. First, a new fingerprint construction of the training data is required. As we know, the main advantage of deep learning is that it has better performance for image classification. However, for actual load estimation, most of the measurements are obtained from the deployed sensors. For instance, temperature, humidity and pressure measurements are the one data rather than the image. Thus, without the fingerprint construction, only the data vector is chosen as the input of some existing off-line training. In order to expand the utilization of the deep learning method, the 2-dimension fingerprint construction algorithm should be studied first. Second, a new machine learning framework is required to improve the training performance. Compared with traditional load estimation algorithms, deep learning-based techniques can extract the feature of a fingerprint automatically. However, because of high-dimension representation, these features usually contain some redundancy that should be deleted. Thus, deep learning combined with an attention mechanism is very important for load estimation applications.

In order to solve the above two main problems, a deep learning-based load estimation algorithm using image fingerprints and an attention mechanism is proposed in this paper. The contributions of this paper can be summarized as follows:

(1) In order to satisfy the input requirement for most deep learning networks, an image fingerprint construction algorithm is proposed. The obtained measurement vector is transformed into a data matrix using the cyclic shift at first. Then, in order to obtain a better image description, the cubic spline interpolation is used to expand the matrix dimension. The cubic spline interpolation technique is a trade-off between flexibility and computation speed. Compared with the higher order spline interpolation method, it only requires less computation and storage. Moreover, it is more flexible than the second spline interpolation technique. Next, the linear mapping method is proposed to transform the matrix into the gray image fingerprint. Finally, the gray-color transformation technique is proposed to transform the gray image into a color image. Through the gray-color transformation, it can improve the discernment of image details and achieve image enhancement. Through the proposed image fingerprint construction algorithm, the obtained training data fingerprint can be used for most of deep learning networks.

(2) In order to improve the off-line learning performance, a CNN and attention mechanism based network is proposed for the training process. In particular, the convolutional block attention module (CBAM) proposed in [19] is embedded into the CNN to train the relationship between the image fingerprint and the actual load. Since the CBAM increases the weight of important information and improves the quality of feature representation, it can obtain better training performance for practical application.

(3) An experiment is carried out to evaluate the estimation performance of the proposed algorithm. Based on the actual training data obtained in one community of Jiangsu Province, the proposed algorithm has better load estimation performance than some existing deep learning based approaches in terms of mean absolute error (MAE) and root mean square error (RMSE).

The remainder of this paper is organized as follows. The off-line phase description and the on-line phase description of the proposed algorithm are proposed in Sections 2 and 3, respectively. Experiment and performance analysis are illustrated in Section 4 and the conclusion is given in Section 5.

2 Off-Line Phase Description of the Proposed Algorithm

According to the block diagram shown in Fig. 1, the off-line phase of the proposed algorithm contains four main steps: (1) Measurement data preprocessing (2) Training data matrix construction (3) Training image fingerprint construction and (4) CNN and attention mechanism based off-line learning.

After the preprocessing of the time information and meteorological measurements, the training data vector is obtained at first. Then, the training data vector is transformed into a matrix form by the cyclic shift. Moreover, the dimension of the data matrix is also expanded using cubic spline interpolation. Next, the linear mapping approach is used to transform the data matrix into an image fingerprint. Lastly, off-line learning by CNN and an attention mechanism are proposed to obtain the load estimation model. In the following, each step will be described in detail.

2.1 Measurement Data Preprocessing

For data collection, the meteorological sensor is used to measure the weather data. At the same time, the corresponding time information and actual load are also recorded. Based on the above-obtained measurements, the data preprocessing is described as follows.

At first, the time information is processed by encoding. Through the correlation analysis between the time and load, we found that the time burden of peak load is usually at 18:00–24:00. While the time burden of the bottom load is close to 0:00–6:00. So, from the proposed encoding process shown in Fig. 2, the time of each day is divided into four time regions: 0:00–6:00, 6:00–12:00, 12:00–18:00 and 18:00–24:00. Each time region is encoded with one integer. Moreover, the month information is encoded from 1 to 12 in turn.

For another, since the meteorological measurements are obtained from different sensors, the data range of these measurements is different. In order to mitigate data range influence, in this step, a max-min normalized method is used to increase the data comparability for the measurements. For

where

Through the normalized data processing, all the meteorological information and time information are with the interval [0, 1].

After data combination, the

where

2.2 Training Data Matrix Construction

The aim of this step is to transform the obtained training data vector into a matrix version by cyclic shift and cubic spline interpolation.

First, according to the schematic diagram shown in Fig. 3, the original data matrix construction is described as follows.

1. The obtained training data vector in Eq. (2) is chosen as the first row of the matrix to be constructed.

2. For

For the given row parameter q, the above two steps running (q−1) times. At last, the original training data matrix is obtained.

Next, in order to obtain a better description of the image fingerprint, the cubic spline interpolation is used to expand the dimension of the obtained original data matrix.

The basic idea of cubic spline interpolation is that it divides the known data region into several segments with defined cubic functions. The convergence of the piece-wise function has the properties of 0-order continuity, first-order continuity and second-order continuity [21].

Given n+1 data nodes, the data region can be divided into N intervals, and a cubic function is defined in each interval with n segment functions. The function can be defined as:

From Eq. (3), it can be seen that there are four parameters to be solved:

•Condition 1: The given function passes some known points which has

•Condition 2: The last value of

•Condition 3: All nodes are first order continuous which has

•Condition 4: All nodes are second order continuous which has

•Condition 5: Natural boundary condition.

From Eqs. (4)–(8), there are 4n equations for parameter solution. Thus, each parameter of

2.3 Training Image Fingerprint Construction

In this step, the linear mapping method is used for image fingerprint construction.

First, the training data matrix is transformed into a gray image. Assuming the number of gray levels is M, through multiplying M for the data matrix, all the element values belong to the range [0, M]. Thus, the data value at each position of the matrix can be considered as the pixel at the corresponding position of the gray image.

Second, the gray-color transformation method is proposed to form the color image [22,23]. According to the block diagram shown in Fig. 4, the red transform, green transform and blue transform are used to calculate the pixel values of R, G, B. At last, the pixels are mixed to obtain the final color image.

In this paper, these transforms are defined as follows:

where

Fig. 5 describes the image fingerprint construction result using the proposed image fingerprint construction algorithm. Since there are four meteorological measurements and two numbers of time information, the original size of the data matrix is 6 × 6. In this experiment, after the cubic spline interpolation, the size of the training data matrix is expanded as 24 × 24. Fig. 5a describes the gray image obtained from the linear mapping method. Fig. 5b illustrates the color image by the gray-color transformation method. It can be seen that the proposed algorithm can achieve the color image construction successfully. In order to provide the theoretical support for off-line learning, Fig. 6 shows the image fingerprint results of two different loads. Moreover, some image similarity comparisons are carried out to evaluate the difference of the image fingerprint. The SSIM similarity [24], Cosine similarity [25] and PSNR [26] calculation results are 0.30084, 0.9764 and 28.4343, respectively. Since the two figures are different in theory, it can ensure the efficiency of off-line learning.

2.4 CNN and Attention Mechanism Based Off-Line Learning

In this step, the CBAM is used to improve CNN’s training performance. According to the block diagram shown in Fig. 7, CBAM combines the channel attention module and spatial attention module in a serial way [27]. In the following, these two attention modules are respectively described in detail at first.

Fig. 8 describes the block diagram of the channel attention module where Maxpool and AvgPool describe the max pooling and average pooling, respectively. MLP represents the multi-layer perceptron.

Next, this feature is used as the input for the spatial attention module which is shown in Fig. 9. The process of spatial attention module is described as follows.

First, after the maximum pooling and average pooling operations with the spatial dimension, the obtained results are combined in parallel. Then, after convolution and sigmoid activation function process, the spatial attention weight is obtained which is given by:

When the weight is multiplied by the features input, the final output features can be calculated as:

Based on the chosen CBAM for feature extraction, the framework of the off-line learning is described in Fig. 10.

In the proposed network, it contains two convolutional layers, one pooling layer and one fully connected (FC) layer. For the convolutional layer, the size of the convolution kernel is 3 × 3, the activation function is the ReLU function. The number of convolutional kernel for the first and second layer are 32 and 64, respectively. For the pooling layer, the max-pooling approach is chosen with the size of 2 × 2. The padding method is SAME and the stride is 1. The FC layer contains 64 neurons with the ReLU function.

After the feature extraction, the linear activation function is used to achieve the regression learning. The loss function is chosen as the MSE criteria.

Note that in this paper, the size and the number of convolution kernel, the size and the stride of the pooling layer are chosen by the many experiments. First, based on a number of predefined parameters, training processing is carried out to get multiple load estimation models. By the performance evaluation with test data, the model with the best estimation performance is selected. The above CNN network parameters corresponding to this model are the chosen parameters in this paper. How to determine the optimal parameters above will be our research work in the future.

3 On-Line Phase Description of the Proposed Algorithm

In the on-line phase, the load can be estimated based on the obtained meteorological measurements and the given time information. First, the measurement preprocessing is used for the obtained measurement vector. Based on the normalized time information and meteorological measurements, the final on-line fingerprint vector can be obtained with Eq. (2). Second, the fingerprint vector is transformed into the matrix version using the cyclic shift shown in Fig. 3. Then, using Eqs. (3)–(8), the cubic spline interpolation is used to expand the dimension of the on-line fingerprint matrix. Third, based on the fingerprint matrix, the linear mapping approach is used to form the gray image fingerprint. Then, the gray-color transformation approach is used for color image fingerprint construction by Eqs. (9)–(11). At last, based on the color image fingerprint, the load can be estimated with the learned network shown in Fig. 10.

4 Experiment and Performance Description

In this section, the experiment is carried out in the community of Jiangsu Province. The temperature, pressure, wind speed, and humidity, four different types of meteorological information, are measured from sensors at some specific times. Moreover, the actual load information at this time is also recorded. During the day, 16 measurements of data were collected per hour. The time duration of measurement collection is from 2015 to 2017. The measurements collected in 2015 and 2016 are chosen as the training data set. The measurements collected in 2017 are used for algorithm evaluation.

The computer with AMD Ryzen 75800 H CPU and 16 GB memory is used for the training process. The machine learning platform is TensorFlow2.1.0 Python3.9. For off-line training, the Adam optimizer is used with a learning rate is 0.001. The batch size and the number of epochs are 64 and 50, respectively. The parameters of validation_split and verbose are set to 0.1 and 2.

4.1 Performance Description of the Proposed Algorithm

First, the off-line training performance is described. Fig. 11 describes the loss with different epochs. It can be seen that when the epoch increases, the loss of the training data set decreases. When the epoch is chosen as 50, the loss is not changed dramatically. Thus, the convergence of off-line training is achieved under this condition and the obtained load estimation model is used for the following performance evaluation.

Second, the load estimation performance of the proposed algorithm is described. Fig. 12 describes the load estimation performance with different training numbers. It can be seen that when the training number is 10000, the estimated results are closer to the actual load. Better accurate load estimation can be obtained with more training data. In order to show the performance description clearly, Taking and mean absolute error (MAE), root mean square error (RMSE), mean absolute error percentage (MAPE) and determinate coefficient (R2) as an example, Figs. 13 and 14 describe the above statistical estimation error index for different numbers of training data. When the training number is 10000, it can be seen that the MAE, RMSE, MAPE and R2 are 177.757, 240.1553, 0.1479 and 0.6571, respectively. Based on this statistical index, it can be concluded that the proposed algorithm is suitable for practical application. Compared with the estimation performance with training number 5000, the MAE and RMSE decreased 133.2342 and 138.9417, respectively. Thus, the estimation performance improves dramatically.

4.2 Algorithm Performance Comparison

In this section, the algorithm comparison is carried out. Since SVM based method [13], CNN based method [28] and LSTM based method [29] are proposed for load estimation, in this paper, the SVM method, CNN method and LSTM method are straightly chosen for load estimation performance comparison. Taking the training number 10000 as an example, Fig. 15 describes the load estimation for different algorithms. From the experiment results, it can be seen that the distance between the actual load and the estimated load with the SVM method is the largest among these four methods. The estimated error of the proposed algorithm is the smallest. In order to show the performance comparison clearly, Fig. 16 describes the MAE and RMSE for different algorithms. It can be seen that the MAE of the SVM method, CNN method, LSTM method, and the proposed algorithm are 386.9044, 195.0721, 217.3394 and 177.757, respectively. Compared with the SVM method, CNN method and LSTM method, the MAE decreased 209.1474, 17.3151 and 39.5824, respectively. Thus, the proposed algorithm has the best estimation performance among all the methods.

In this article, an image fingerprint and attention mechanism based load estimation algorithm is proposed. First, a new training data image fingerprint construction technique is proposed. The cyclic shift and cubic spline interpolation methods are used to build the original training data matrix and expand the matrix dimension, respectively. The linear mapping and gray-color transformation methods are used to form the color image fingerprint. Second, a new machine learning-based training framework is proposed for load estimation by the CNN and CBAM attention mechanism. At last, some experiments are carried out to evaluate the estimation performance. It can be seen that the proposed algorithm performs better than other methods. In the future, we will study the ablation technique to improve the efficiency of the training framework for load estimation.

Acknowledgement: The authors would like to thank the editors and reviewers for their review and recommendations.

Funding Statement: The authors received no specific funding for this study.

Author Contributions: The authors confirm contribution to the paper as follows: study conception and design: Qing Zhu; data collection: Linlin Gu; analysis and interpretation of results: Qing Zhu, Huijie Lin; draft manuscript preparation: Qing Zhu. All authors reviewed the results and approved the final version of the manuscript.

Availability of Data and Materials: Data will be made available on request.

Conflicts of Interest: The authors declare that they have no conflicts of interest to report regarding the present study.

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## Cite This Article

**APA Style**

*Computer Modeling in Engineering & Sciences*,

*140*

*(1)*, 577-591. https://doi.org/10.32604/cmes.2023.043307

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**IEEE Style**

*Comput. Model. Eng. Sci.*, vol. 140, no. 1, pp. 577-591. 2024. https://doi.org/10.32604/cmes.2023.043307